Notes on morphology and morphophonemic analysis 1 Morphemes and phonemes Morphemes are not the same as phonemes. A phoneme is the smallest unit that distinguishes meaning, a morpheme is the smallest unit that has a meaning. betting bedding Allophones [bERIN] [bERIN] Phonemes /bEtIN/ /bEdIN/ Morphemes /bEt/ + /IN/ /bEd/ + /IN/ 2 Notation Morphemes are composed of phonemes, hence they are often expressed between slashes /bEd/. The boundary between morphemes is often represented with plus sign +, although a hyphen - is also used. cat betting unidentifiability /kæt/ /kæt/ /bEt + IN/ /2n + aIdEnt + Ifai + 2b@l + Iti/ /bEt-IN/ /2n-aIdEnt-Ifai-2b@l-Iti/ Morpheme boundaries sometimes coincide with word boundaries, but not always. Word boundaries are often indicated with a hash sign #. cat betting unidentifiability /#kæt#/ /#bEt + IN#/ /#2n + aIdEnt + Ifai + 2b@l + Iti#/ 3 Types of morphemes The basic distinction between morphemes is those which are roots versus everything else. The root is the central ‘core’ of the word. For a word like cat, the root is cat. For a word like catty, the root is also cat. For a word like concatenation, the root is concatenate. Morphemes which attach to or otherwise modify the root are called affixes. Affixes can come before, after, or inbetween other morphemes, in which case they may be referred to as prefixes, suffixes and infixes, respectively. The -ty in catty and the -tion in concatenation are both suffixes; the un- in unidentifiability is a prefix. Infixes are affixes that are inserted into a root, such as nominalising -(A)m in Khmer: Verb/Adj [kc@i] [kh EN] [Paoj] 4 N ‘unripe’ ‘angry’ ‘give’ [kamc@i] [kamhEN] [Pamnaoj] ‘something unripe’ ‘anger’ ‘gift’ Morphological functions Morphology can largely be classified as either derivational (word-building) or inflectional (grammatical). Derivational morphemes are things like -able, -tion or -ity in English, -keit in German, -ov(ý) in Czech, etc. Inflectional morphology modifies a root to make it grammatically appropriate for the context. Tense, aspect, and mood of verbs, number and person agreement in nouns, and case in pronouns are examples of inflectional morphology. Many languages, such as Mandarin, lack any kind of overt inflectional morphology; the verb 给 [gě] ‘go’ in 我给了他一本书 ‘I gave him a book’ is the same as in 他给了我 一本书 ‘He gave me a book’. English has slightly more inflectional morphology, but it is still a relatively impoverished system compared to many other languages. Compare for instance the various English and Czech forms of the verb ‘to read’ (Czech forms given in standard orthography): 2 English 1sg Pres 2sg Pres 3sg Pres 1pl Pres 2pl Pres Czech I read čtu you read čteš he/she it reads čte we read čteme you (all) read čtete English 3pl Pres Inf 3sg Imp 2pl Imp 1pl Imp Czech we read čteme to read čı́st read! čti! read! čtěte! let’s read! čtěme! In Czech, the form of the verb changes in each case, overtly encoding information about person and number. 5 Morphological analysis The first step in a morphophonological analysis is often to figure out what the morphemes are. The basic approach is to examine the data and look for sequences of phonemes which remain the same when two elements of meaning remain the same. Consider the following data from Swahili: atanipenda atakupenda atampenda atatupenda atawapenda nitakupenda nitampenda utanipenda utampenda ‘he will like me’ ‘he will like you’ ‘he will like him’ ‘he will like us’ ‘he will like them’ ‘I will like you’ ‘I will like him’ ‘you will like me’ ‘you will like him’ atanipiga atakupiga atampiga ananipiga anakupiga anampiga amenipiga amekupiga amempiga ‘he ‘he ‘he ‘he ‘he ‘he ‘he ‘he ‘he will beat me’ will beat you’ will beat him’ is beating me’ is beating you’ is beating him’ has beaten me’ has beaten you’ has beaten him’ Table 1: Swahili verbs. The first column are all forms of the verb ‘like’, the second column all forms of the verb ‘beat’. Since the form penda is shared by all the words in the first column and piga by all the forms in the second, we can probably conclude that penda means ‘like’ and piga means ‘beat’. The next step is to isolate morphological minimal pairs, which are much like phonological minimal pairs, except instead of finding pairs that differ in only one 3 phoneme, we are looking for forms that differ in terms of only one morpheme. For example, the first two forms in the data atanipenda ‘he will like me’ and atakupenda ‘he will like you’ form a minimal pair allowing us to identify the 3sg-object and 2sgobject morphemes: atanipenda atakupenda The remaining morphemes (for 3sg subject, 2sg subject, 1sg object, etc.) can be discovered in a similar fashion. 6 Morphophonemic analysis: Finnish Morphophonemic analysis proceed from the assumption (or the desire to assume) that morphemes are stored in the lexicon in invariant, underlying forms (URs), which are then converted into surface forms (SRs) by the application of phonological rules (or constraints, in some theories). The analytic procedure is similar to that of phonemic analysis, except that instead of only consider the distribution of phones, morphophonemic analysis also considers the distribution of morphemes. Procedure for morphophonemic analysis 1. Make a provisional segmentation of words into morphemes 2. Find the allomorphs of each alternating morpheme 3. Within each allomorph, find the segment(s) that alternate 4. Set up the UR so that all allomorphs can be derived from a single UR by general phonological rule We’ll illustrate these steps using some data on Finnish nouns and adjectives (Table 2). We’ll compare two forms of each verb, the nominative case (used to mark the subject) and the partitive (used to mark unknown amounts and irresultatives). The goal of this analysis is to account for a alternation that gives rise to different vowels in the pronunciation of two related forms. 4 Nom sg Part sg gloss Nom sg Part sg gloss aamu hopea katto kello kirya kylmæ koulu lintu hylly kømpelø kaikki aamua hopeaa kattoa kelloa kiryaa kylmææ koulua lintua hyllyæ kømpeløæ kaikkea ‘morning’ ‘silver’ ‘roof’ ‘clock’ ‘book’ ‘cold’ ‘school’ ‘bird’ ‘shelf’ ‘clumsy’ ‘all’ yoki kivi muuri naapuri ovi tukki æiti yærvi koski reki væki yokea kiveæ muuria naapuria ovea tukkia æitiæ yærveæ koskea rekeæ vækeæ ‘river’ ‘stone’ ‘wall’ ‘neighbor’ ‘door’ ‘log’ ‘mother’ ‘lake’ ‘waterfall’ ‘sledge’ ‘people’ Table 2: Finnish verbs. A bit of background information. Although there aren’t any minimal pairs in the data above, there is no evidence on which to conclude that any of the vowels are allophones of any of the others. We will thus assume that Finnish has 8 phonemic vowels /i y o ø æ u a e/. The first step is to try and determine what the relevant morphemes are. In this case, we’re interested in the realisation of the nominative and partitive singular morphemes. If we consider the first 6 pairs in the first column, we can see that the difference appears to be the presence versus absence of a suffix -a in the partitive. This suggests that that partitive affix is -a and the nominative ‘suffix’ is -∅, or in other words, the UR of the verb stem is the same as the nominative. This hypothesis is challenged when we examine pairs like [kylmæ] ∼ [kylmææ] ‘shelf’ or [kømeplø] ∼ [kømpeløæ] ‘clumsy’. However, it turns out that this alternation is predictable based on other properties of the stem, so it sometimes surfaces as -a and sometimes surfaces as -æ. For the purposes of this analysis, this factor is not relevant, so we will designate the underlying representation of the partitive as /-A/. Remember, this is an abstract representation – there is no surface allophone [A], but that doesn’t matter. We just want a way to represent that these two alternants are related by rule. However, there is another alternation that emerges between the stems that can be seen in pairs like [kaikki] ∼ [kaikkea] ‘all’, [ovi] ∼ [ovea] ‘door’, and [kivi] ∼ [kiveæ] ‘stone’: in some pairs, the final vowel of the stem alternates between -i and -e . That is to say: all of the pairs in the data set fall into one of two groups: one where the 5 nominative form ends in -i and the partitive form, minus the suffix (-a or -æ) ends in -i as well, and one where the nominative form ends in −i but the partitive form, minus the suffix, ends in -e. To account for this alternation, we want to posit a single underlying form for each verb stem and a single phonological rule that, when applied to each verb form, generates the correct output. Just on the basis of this observation, we could start to fomulate a hypothesis about the underlying representation of the stems. One possibility would be to suppose that the underlying forms of the stems are the same as the nominative forms, and there is a rule which changes i to e in some environment – say, when followed by a [-back] vowel. Let’s call this the i-lowering rule. i → e/ V [-back] (1) We can check whether this rule works by applying it to a number of putative underlying forms. UR i-lowering SR /#koulu#/ – [koulu] /#muuri#/ – [muuri] /#ovi#/ – [ovi] UR i-lowering SR /#koulu+a#/ – [koulua] /#muuri+a#/ muure + a *[muurea] /#ovi+a#/ ove + a [ovea] Table 3: Derivations of surface representations using rule (1). The first row shows three nominative forms and the SRs that result from the application of the i-lowering rule (1). Since the structural description of the rule is not met in any case, the rule does not apply, and the SR is the same as the UR. So far, so good. However, when we apply the rule to the partitive forms in the second row, we correctly generate forms like ovea, but incorrectly generate forms like muurea (which should be muuria, with no vowel change). So the i-lowering rule, as formulated in (1), is insufficient. We could go on like this, positing rules and checking them against all the forms in the data set (or, perhaps, write a short computer program to perform this tedious task on our behalf). However, this is a somewhat haphazard approach that could 6 potentially take a great deal of time. In this case, we can quickly ‘zero in’ on the relevant rule by observing some general properties of the data set. Recall that we were told Finnish has eight vowels /i y o ø æ u a e/. Looking at the data, we find that all of these vowels occur at the ends of words except [e]. Since the alternation in question is between e and i, and e never appears word-finally, we can formulate a rule that reflects this observation. We’ll call this the e-raising rule. e → i/ # (2) If we assume that the UR of the stem has the vowel that surfaces in the partitive forms, we can use rule (2) to correctly derive all the forms in the data. UR e-raising SR /#koulu#/ – [koulu] /#muuri#/ – [muuri] /#ove#/ ovi [ovi] UR e-raising SR /#koulu+a#/ – [koulua] /#muuri+a#/ – [muuria] /#ove+a#/ – [ovea] Table 4: Derivations of surface representations using rule (2). On this formulation, the UR is generally reflective of the surface form; the rule is necessary just to correctly derive the nominative forms of verbs that have an e-final stem in the partitive. Like the Polish devoicing rule, this rule is neutralising since the phonemic distinction between /e/ and /i/ is neutralised in word-final position: an underlying /e/ becomes a surface [i]. Note also that this provides another example of why it can be dangerous or at least misleading to assume that the ‘most basic’ or ‘simplest’ surface form of a word based on morphological criteria (such as being the nominative case or the 1st person singular) is straightforwardly related to the underlying representation. 7 7 Morphophonemic analysis: Kerewe Consider the following verbal data from Kerewe, a Niger-Congo (Bantoid) language spoken in Tanzania. infinitive 1sg habitual 3sg habitual imperative kupaamba kupaaNga kupima kupuupa kupekeča kupiinda kuhiiga kuheeka kuhaaNga kuheeba kuhiima kuhuuha mpaamba mpaaNga mpima mpuupa mpekeča mpiinda mpiiga mpeeka mpaaNga mpeeba mpiima mpuuha apaamba apaaNga apima apuupa apekeča apiinda ahiiga aheeka ahaaNga aheeba ahiima ahuuha paamba paaNga pima puupa pekeča piinda hiiga heeka haaNga heeba hiima huuha ‘adorn’ ‘line up’ ‘measure’ ‘be light’ ‘make fire with a stick’ ‘be bent’ ‘hunt’ ‘carry’ ‘create’ ‘guide’ ‘gasp’ ‘breathe into’ Table 5: Kerewe verbs. Posit an underlying representation for each verb stem and formulate a single rule that correctly derives all of the surface forms. 8
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