D OCUMENTS F AIRHOLME ' S L AWYERS W ON ' T G ET J A N . 31, 2016 A three-judge panel decided on Jan. 30, 2017, in In re United States, No. 17-104 (Fed. Cir), that Farholme's lawyers prosecuting Fairholme v. U.S., Case No. 13-465 (Ct. Fed. Cl.), will not gain access to eight of 56 documents withheld in jurisdictional discovery by the government on privilege grounds. The eight documents the Federal Circuit says are privileged and the government may keep secret are highlighted in yellow on the attached tenpage chart. The remaining 46 documents, the Federal Circuit says, aren't privileged and must be turned over to Fairholme's lawyers. # # # # Page 1 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 4 of 68 Excerpts from November 19, 2015 Treasury Privilege Log Bates Number From To CC Doc Family Date Privileges UST00384501 Foster, Jeff Bowler, Timothy <[email protected]>; "Stegman, Michael" <[email protected]> <[email protected]> UST00502258 UST00061421 Bowler, Timothy <[email protected]>; "Mlynarczyk, Beth" <[email protected]>; "Chepenik, Adam" <[email protected]>; "Franchot, NicholasDisabled" Foster, Jeff <[email protected]>; "Stegman, Michael" <[email protected]> <[email protected]> 3/5/2012 DPP Valverde, Sam <[email protected]>; "Adeyemo, Adewale (Wally)" <[email protected]>; "Massad, Timothy" <[email protected]>; "Stegman, Michael" Miller, Mary <[email protected]>; "Bowler, Timothy" <[email protected] <[email protected]>; "Deese, Brian C." <[email protected]> > Woolf, AndrewDisabled <[email protected] > ExecSecProcessUnit <execsecprocessunit@trea sury.gov> TFG75 <[email protected]> ExecSecProcessUnit <execsecprocessunit@treasur y.gov>, ExecSecStaff <[email protected]> UST00536560 UST00407342 6/10/2012 DPP Goldblatt, Alan <[email protected] Chepenik, Adam <[email protected]>; "Foster, ov> JeffDisabled" <[email protected]> A002 Description Draft presentation prepared by Treasury staff containing predecisional deliberations related to PSPA amendment considerations. Draft policy document prepared by Treasury staff containing predecisional deliberations regarding proposed PSPA 7/20/2012 DPP Draft document prepared by Treasury staff containing predecisional deliberations related to potential modification of PSPAs. 6/1/2012 DPP Draft document containing predecisional deliberations concerning potential modification of the PSPAs. 6/13/2012 DPP Draft analysis reflecting predecisional deliberations concerning GSE financial projections. Page 2 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 5 of 68 Excerpts from November 19, 2015 Treasury Privilege Log Bates Number UST00539251 From To CC Chepenik, Adam Bowler, Timothy <[email protected]>, "Foster, <adam.chepenik@treasury JeffDisabled" <[email protected]>, .gov> "Goldblatt, Alan" <[email protected]> Chepenik, Adam <adam.chepenik@treasury. gov> Miller, Mary <[email protected]> UST00472229 UST00472232 UST00407182 Chepenik, Adam Bowler, Timothy <[email protected]>; "Foster, <adam.chepenik@treasury. JeffDisabled" <[email protected]>; gov> "Mlynarczyk, Beth" <[email protected]> Chepenik, Adam Bowler, Timothy <[email protected]>; "Foster, <adam.chepenik@treasury. JeffDisabled" <[email protected]>; gov> "Mlynarczyk, Beth" <[email protected]> Goldblatt, Alan <[email protected] Chepenik, Adam <[email protected]>; "Foster, ov> JeffDisabled" <[email protected]> A003 Privileges 6/6/2012 DPP Hester, Barrett (Bret)Disabled <[email protected] >; "Bowler, Timothy" <[email protected] ov>; "Foster, JeffDisabled" <[email protected]>; "Johnson, AlfredDisabled" <[email protected] v> UST00503672 Doc Family Date Description Draft presentation for OMB containing predecisional deliberations concerning Treasury proposals for modifying the terms of the PSPAs. 1/10/2012 DPP Draft document prepared by Treasury staff containing predecisional deliberations regarding GSE budget estimates. 2/26/2012 DPP Predecisional deliberative analysis of GSE financial projections prepared by Treasury staff. 2/26/2012 DPP Predecisional deliberative analysis of GSE financial projections prepared by Treasury staff. 7/5/2012 DPP Predecisional, deliberative,draft analysis of GSE financial projections prepared by Treasury staff. Page 3 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 6 of 68 Excerpts from November 19, 2015 Treasury Privilege Log BatesNumber UST00384146 UST00536346 UST00490551 UST00389662 UST00389678 UST00544897 UST00504514 From To CC Goldblatt,Alan <[email protected] ov> Bowler,Timothy<[email protected]> Bowler,Timothy <"/o=ustreasury/ou=excha ngeadministrative Graves,Donet(Don)<[email protected]>,"Caldwell,Phyllis" group(fydibohf23spdlt)/cn= <[email protected]>, recipients/cn=bowlert"> "Foster,Jeff"<[email protected]> Miller,Sarah <[email protected] Mlynarczyk,Beth<[email protected]>,"Stegman, > Michael"<[email protected]> Foster,Jeff <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= Valverde,Sam<[email protected]>;"Fikre,Million" recipients/cn=fosterj"> <[email protected]> Foster,Jeff <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= Valverde,Sam<[email protected]>;"Fikre,Million" recipients/cn=fosterj"> <[email protected]> Foster,Jeff <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= recipients/cn=fosterj"> Foster,Jeff DocFamily Date Privileges 7/3/2012 DPP Draftpresentationpreparedby Treasurystaffcontaining predecisionalanalysisand informationrelatedtofinancial forecastsforFannieMae. 9/6/2011 DPP Draftmemorandumpreparedby Treasurystaffcontaining predecisionaldeliberations regardinghousingpolicyreform, includingthefutureoftheGSEs. 7/30/2012 DPP Draftpolicypaperpreparedby Treasurystaffcontaining predecisionaldeliberations regardinghousingfinancereform. 1/31/2012 DPP DraftmemorandumforSecretary containingpredecisionaldeliberations relatedtoGSErestructuring. 1/31/2012 DPP DraftmemorandumforSecretary containingpredecisionaldeliberations relatedtomortgagefinancemarket reformproposals. 6/5/2012 DPP Bowler,Timothy <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= Mlynarczyk,Beth<[email protected]>;"Stegman, recipients/cn=bowlert"> Michael"<[email protected]> A004 Description 7/27/2012 DPP Draftpolicypapercontaining predecisionaldeliberations concerninghousingfinance reform. Draftmemorandumpreparedby Treasurystaffcontaining predecisionaldeliberationsrelatedto variousFHFA/GSEhousingfinance initiatives. Page 4 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 7 of 68 Excerpts from November 19, 2015 Treasury Privilege Log BatesNumber From UST00548270 Stegman,Michael <michael.stegman@treasury. Stegman,Michael Miller,Mary<[email protected]> gov> Patterson,Mark [[email protected] v];Wolin, Stegman,Michael;Bowler, Neal;LeCompte, Timothy;Parrott,Jim; Jenni[jenni.lecompte@treasu Deese,BrianC.;Miller, ry.gov]; Mary;Valverde,Sam Stegman,Michael;Bowler,Timothy;Parrott,Jim;Deese,BrianC.; Parrott,Jim;Miller,Mary; [[email protected] Miller,Mary;Eberly,Janice[[email protected]];ExecSecStaff Stegman, [[email protected]] v] Michael UST00500982 UST00513480 UST00518402 To CC Foster,Jeff <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= recipients/cn=fosterj"> Foster,Jeff Hester,Barrett(Bret) <[email protected] ov> Miller,Mary<[email protected]> Lee,Sandra <[email protected]>, "Johnson,AlfredDisabled" <[email protected] v> Stegman,Michael Stegman,Michael <michael.stegman@treasury. gov> UST00492699 UST00556459 UST00556460 UST00556294 Mlynarczyk,Beth<[email protected]> Chepenik,Adam <adam.chepenik@treasury. gov> Foster,JeffDisabled<[email protected]> Chepenik,Adam <adam.chepenik@treasury. gov> Foster,JeffDisabled<[email protected]> Chepenik,Adam <adam.chepenik@treasury. gov> Foster,JeffDisabled<[email protected]> A005 DocFamily Date Privileges Description 2/4/2012 DPP Draftmemorandumcontaining predecisionaldeliberationsrelatedto housingpolicyandhousingfinance reform. 5/2/2012 DPP;PCP Memorandumreflecting confidentialcommunicationfrom seniorWhiteHouseadvisorstothe Presidentregardinghousingpolicy ideasandinitiatives. 5/21/2012 DPP Draftpolicydocumentpreparedby Treasurystaffcontaining predecisionaldeliberations regardinghousingfinancereform. 2/21/2012 DPP DraftmemorandumforSecretary containingpredecisionaldeliberations relatedtopolicyimplicationsof proposedhousing financelegislation. 5/26/2012 DPP Draftspeechcontaining predecisionaldeliberations regardinghousingpolicies. 1/6/2012 DPP Predecisionaldeliberativeanalysisof GSEfinancialprojectionspreparedby Treasuryconsultant. 1/6/2012 DPP Predecisionaldeliberativeanalysisof GSEfinancialprojectionspreparedby Treasuryconsultant. 1/6/2012 DPP Predecisionaldeliberativeanalysisof GSEfinancialprojectionspreparedby Treasuryconsultant. Page 5 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 8 of 68 Excerpts from November 19, 2015 Treasury Privilege Log BatesNumber From UST00556295 Chepenik,Adam <adam.chepenik@treasury. gov> Foster,JeffDisabled<[email protected]> UST00409040 UST00506346 UST00475757 To CC Eberhardt,Anne <[email protected] m> Foster,JeffDisabled<[email protected]> Banks,Carole<[email protected]>;"Mickey,Shawn" <[email protected]>;"Taylor, Kawan"<[email protected]>;"Foster,JeffDisabled" Eberhardt,Anne <[email protected]>;"Fitzgerald, <[email protected] MichaelP."<[email protected]>;"Rominiecki,Ryan" <[email protected]> m> Short,John <[email protected]>;"Duf endach, David"<david.dufendach@us. gt.com>; "Burchett,Justin" <[email protected]> Eberhardt,Anne<[email protected]>;"Banks,Carole" <[email protected]>;"Taylor, Kawan"<[email protected]>;"Mickey,Shawn" <[email protected]>;"Foster,JeffDisabled" <[email protected]>;"Mlynarczyk,Beth" <[email protected]>;"Grover,JoelA" <[email protected]>;"Bankole,AdeO." <[email protected]>;"Fitzgerald,MichaelP." <[email protected]>;"Cumba,RafaelJ." <[email protected]>;"Faber,Bob"<[email protected]>; "Wilson,Brad"<[email protected]>;"Dufendach,David" Rominiecki,RyanR <[email protected]>;"Burchett,Justin" <[email protected]> <[email protected]> Tchamourliyski,Yuriy M<[email protected] m>;"Lee, ShanaH"<[email protected]> DocFamily Date Privileges 1/6/2012 DPP Predecisionaldeliberativeanalysisof GSEfinancialprojectionspreparedby Treasuryconsultant. 3/12/2012 DPP Draftdocumentpreparedfor Treasurybyconsultantcontaining predecisionaldeliberations concerningGSEfinancialprojections. 6/29/2012 DPP DocumentpreparedbyTreasury consultantreflectingpredecisional deliberationsconcerningfinancial conditionsoftheGSEs. 11/1/2011 DPP Draftmemorandumprepared containingpredecisional deliberativeanalysisoffinancial projectionsforFannieMae. 6/18/2012 DPP;PCP Memorandumreflecting confidentialcommunicationfrom seniorWhiteHouseadvisorstothe Presidentregardinghousingpolicy ideasandinitiatives. UST00521902 Stegman,Michael^ A006 Description Page 6 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 9 of 68 Excerpts from November 19, 2015 Treasury Privilege Log BatesNumber From To CC DocFamily Date Privileges 7/29/2011 DPP;PCP Emailsreflectingtheexchangeof information,views,andadvice betweenTreasuryofficialsandWhite Housestaffwithbroadandsignificant responsibilityforinvestigatingand formulatingadviceforconsideration anddirectionbythePresident regardinghousingfinanceissues. 3/12/2012 Red.;PCP Emailreflectingtheexchangeof information,views,andadvice betweenTreasuryofficialsandsenior WhiteHouseadvisorsfor considerationanddirectionbythe Presidentregardinghousingfinance issues. 4/16/2012 DPP Briefingmemorandaandmaterial preparedbyTreasurystafffor Secretarycontainingpredecisional deliberationsandrecommendations relatedtovariouspolicymatters. 8/18/2012 DPP Emailcommunicationsbetween TreasuryandWhiteHousestaff containingpredecisionaldeliberations relatedtothetermsofthePSPAs. 8/18/2012 DPP Emailcommunicationscontaining predecisionaldeliberationsrelatedto thebudgetandtheamended PSPAs. 6/7/2012 DPP Draftdocumentcontaining predecisionaldeliberations concerningpotentialmodificationsto PSPAs. UST00515290 Parrott,Jim;Foster,Jeff UST00550441 UST00418517 UST00061067 UST00385562 UST00478535 Foster,Jeff;Parrott,Jim Geithner,Timothy;Wolin,Neal;Stegman,Michael;Gandhi,Sima Sperling,Gene [[email protected]];Gerety, [[email protected] Amias[[email protected]];Hester,Barrett(Bret) p.gov];Geithner,Timothy; [[email protected]];Miller,Mary; Wolin,Neal Gibson,Campbell[[email protected]];AmirͲMokri,Cyrus [[email protected]]; [cyrus.amirͲ[email protected]]; Miller,Mary Chisolm,Shirley[[email protected]] Deese,BrianC. ExecSecProcessUnit <execsecprocessunit@treasur y.gov> ExecSecProcessUnit <execsecprocessunit@trea ExecSecStaff<[email protected]> sury.gov> Parrott,Jim <[email protected] op.gov> Bowler,Timothy<[email protected]> Bowler,Timothy <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= Parrott,Jim<[email protected]> recipients/cn=bowlert"> Foster,Jeff <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= recipients/cn=fosterj"> Stegman,Michael<[email protected]> A007 Description Page 7 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 10 of 68 Excerpts from November 19, 2015 Treasury Privilege Log BatesNumber From UST00473767 Eberhardt,Anne <[email protected] m> Foster,JeffDisabled<[email protected]> UST00473773 UST00061011 UST00473770 To CC DocFamily Date Privileges 12/10/2011 DPP Eberhardt,Anne <[email protected] m> Foster,JeffDisabled<[email protected]> Gorham,Tynia<[email protected]>;"Donnelly,Michael" <[email protected]>; "Hopkins,JoshuaDisabled"<[email protected]>;"Florman, Carole" <[email protected]>;"Reger,Mark" <[email protected]>;"Carrington,Wanda" <[email protected]>;"Gerety,Amias" <[email protected]>;"Rourke,Daniel" <[email protected]>;"Tepperman,Jason" <[email protected]>;"Quittman, Louisa"<[email protected]>;"Roberts,Benson" <[email protected]>;"Graves, Donet(Don)"<[email protected]>;"Rosen,Katheryn" <[email protected]>;"Grom, John(J.D.)Disabled"<[email protected]>;"Auer, LanceDisabled"<[email protected]>; "Courtney,JudithDisabled"<[email protected]>;"Polan, Lee,Sandra TheodoreDisabled" <[email protected]>; <[email protected]>;"Bowler,Timothy" "Woolf,AndrewDisabled" <[email protected]>;"Kash,Elaine" <[email protected] <[email protected]>; >; "Koide,Melissa"<[email protected]>;"Graves,Leslie" <[email protected]>;"Stout,Jeffrey" <[email protected]>;"Hester,Barrett WrennallͲMontes,Sally (Bret)Disabled"<[email protected]>;"Franco,Jamie" <sally.wrennallmontes@tre <[email protected]>; asury.gov> "Roberts,David"<[email protected]> Eberhardt,Anne <[email protected] m> Foster,JeffDisabled<[email protected]> "Cabot,Chloe" <[email protected]>; "WrennallͲMontes,Sarah (Sally)" <sally.wrennallͲ [email protected]> 12/10/2011 DPP 8/20/2012 DPP 12/10/2011 DPP A008 Description Predecisionalfinancialanalysis preparedbyTreasuryconsultant reflectingTreasurydeliberations regardingGSEs. Predecisionalfinancialanalysis preparedbyTreasuryconsultant reflectingTreasurydeliberations regardingGSEs. Draftinformationmemorandumfor Secretaryreflectingpredecisional deliberationsregardingpotential amendmentstothePSPAs. Predecisionalfinancial analysispreparedbyTreasury consultantreflectingTreasury deliberationsregardingGSEs. Page 8 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 11 of 68 Excerpts from November 19, 2015 Treasury Privilege Log BatesNumber From UST00473776 Eberhardt,Anne <[email protected] m> Foster,JeffDisabled<[email protected]> UST00473779 UST00473782 UST00481423 UST00481424 UST00481425 To CC Eberhardt,Anne <[email protected] m> Foster,JeffDisabled<[email protected]> Eberhardt,Anne <[email protected] m> Foster,JeffDisabled<[email protected]> Foster,Jeff <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= recipients/cn=fosterj"> Chepenik,Adam<[email protected]> Foster,Jeff <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= recipients/cn=fosterj"> Chepenik,Adam<[email protected]> Foster,Jeff <"/o=ustreasury/ou=excha ngeadministrative group(fydibohf23spdlt)/cn= recipients/cn=fosterj"> Chepenik,Adam<[email protected]> A009 DocFamily Date Privileges Description 12/10/2011 DPP Predecisionalfinancialanalysis preparedbyTreasuryconsultant reflectingTreasurydeliberations regardingGSEs. 12/10/2011 DPP Predecisionalfinancialanalysis preparedbyTreasuryconsultant reflectingTreasurydeliberations regardingGSEs. 12/10/2011 DPP Predecisionalfinancialanalysis preparedbyTreasuryconsultant reflectingTreasurydeliberations regardingGSEs. 12/13/2011 DPP Predecisionaldeliberativeanalysisof GSEfinancialprojectionspreparedby Treasuryconsultant. 12/13/2011 DPP Predecisionaldeliberativeanalysisof GSEfinancialprojectionspreparedby Treasuryconsultant. 12/13/2011 DPP Predecisionaldeliberativeanalysisof GSEfinancialprojectionspreparedby Treasuryconsultant. Page 9 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 12 of 68 Excerpts from November 19, 2015 FHFA Privilege Log BatesNumber Date From To CC AdditionalRecipients Williams,John Tagoe,NaaAwaa Calhoun,Peter FHFARiskAssessmentMemorandum preparedinconnectionwithFHFA's regulatorysupervisionregardingFannie Mae's4Qearnings Bank Examination Calhoun,Peter FHFARiskAssessmentMemorandum preparedinconnectionwithFHFA's regulatorysupervisionregardingthe solvencyofFannieMae Bank Examination Calhoun,Peter FHFARiskAssessmentMemorandum preparedinconnectionwithFHFA's regulatorysupervisionregardingFreddie Mac's4Qearnings Bank Examination Calhoun,Peter FHFARiskAssessmentMemorandum preparedinconnectionwithFHFA's regulatorysupervisionregardingthe solvencyofFreddieMac Bank Examination DeMarco,Edward RM:Internalcommunicationamongsenior FHFAstaffcontainingpredecisional deliberationsregardingresponsetoa mediastoryon deferredtaxassetsoftheGSEsand managementdelegationsbythe Deliberative conservator Process FHFA00096631 6/28/2012 Williams,John FHFA00096634 6/28/2012 Williams,John Tagoe,NaaAwaa FHFA00096636 6/28/2012 Williams,John Tagoe,NaaAwaa FHFA00096638 6/28/2012 Williams,John Tagoe,NaaAwaa FHFA00031520 10/29/2008 DeLeo,Wanda Lockhart,James Mullin,Stefanie;Dickerson, Christopher;Brereton, Peter;Russell,Corinne; Pollard,Alfred*;Lakroune, Amy FHFApresentationcontainingpreͲ decisionaldeliberationsinrelationtoits regulatorysupervisionregarding accountingfordeferredtaxassets FHFA00092209 12/16/2008 Bjarnason,Paul PrivilegeAssertion FHFAprojectionofremainingGSETreasury fundingcommitmentunder Deliberative FHFAstressscenarioscontainingpreͲ Process;Bank decisionaldeliberations Examination FHFA00100594 9/16/2011 Tagoe,NaaAwaa Description Satriano,Nicholas A010 Deliberative Process;Bank Examination Page 10 of 11 Case 1:13-cv-00465-MMS Document 272-1 Filed 12/07/15 Page 13 of 68 Excerpts from November 19, 2015 FHFA Privilege Log BatesNumber Date From To CC AdditionalRecipients PrivilegeAssertion Dickerson, 9/7/2008 Christopher Pearl,David Dickerson, 9/7/2008 Christopher Pearl,David DocumentpreparedbyBlackRockto supportpreͲdecisional deliberationsandprovidedtoFHFAin relationtoitsregulatorysupervision regardinganalysisofFannieMae'slossand Deliberative capital Process;Bank projections Examination DocumentpreparedbyBlackRockto supportpreͲdecisional deliberationsandprovidedtoFHFAin relationtoitsregulatorysupervision regardinganalysisofFreddieMac'slossand Deliberative capital Process;Bank projections Examination Pearl,David PresentationbyBlackRocktosupportpreͲ decisionaldeliberationsandprovidedto FHFAinrelationtoitsregulatory Deliberative supervisionregardinganalysisofGSEloss Process;Bank andcapitalprojections Examination FHFA00031960 FHFA00031962 FHFA00031964 Dickerson, 9/7/2008 Christopher FHFA00056237 Description Dickerson,Christopher; Tagoe,NaaAwaa; Smith,Scott;Spohn, Jeffrey;Deleo,Wanda; 8/27/2008 Eldarrat,Christine Clark,Tim,Crisp,Stanley Eldarrat,Christine Presentationpreparedbyconsultant BlackrockcontainingpreͲdecisional deliberationsregardinganalysisofFreddie Macprojectedlossesandimplicationsfor Deliberative capital Process 9/14/2011 Williams,John Deliberative PresentationofFHFAForecastScenarios Process;Bank preparedbyFannieMaeatFHFA'srequest Examination FHFA00093706 Eberhardt,Anne Tagoe,NaaAwaa A011 Page 11 of 11
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