Doc. No. & Rev. EHS-00083 R2 Hard copy of this document, if not marked “CONTROLLED” in red, is by definition uncontrolled and may be out of date. Specification for OSHA ACCIDENT REPORTING REVISION Rev No. 2 DCN No. Change Summary Release Date DCN Initiator DCN1239 Added new contact information and revised for clarity 9-11-15 D. Greenlee Document Owner T. Diamond Prior revision history, if applicable, is available from the Document Control Office. CNSE Confidential Created by CNSE on September 7, 2015 Page 1 of 8 OSHA Accident Reporting EHS-00083 R2 1 PURPOSE 1.1 To provide specific guidelines for the reporting of a work related injury or illness to OSHA, when necessary. 2 SCOPE 2.1 This specification applies to all employees, contractors and subcontractors at SUNY Polytechnic Institute’s Colleges of Nanoscale Science and Engineering (CNSE) who could be part to or witness to an incident. 3 DEFINITIONS 3.1 Accident- Accidents are unplanned incidents that may involve injuries or illnesses to any employees, regardless of employer, or students. 3.2 Injury or Illness- An injury or illness is an abnormal condition or disorder. Injuries include cases such as, but not limited to, a cut, fracture, sprain, or amputation. Illnesses include both acute and chronic illnesses, such as, but not limited to, a skin disease, respiratory disorder, or poisoning. NOTE: Injuries and illnesses are recordable to OSHA only if they are new, work-related cases that meet one or more of the Part 1904 recording criteria. 3.3 OSHA- Occupational Safety and Health Administration (OSHA) is an agency of the United States Department of Labor. Congress established the agency under the Occupational Safety and Health Act. OSHA's mission is to "assure safe and healthful working conditions for working men and women by setting and enforcing standards and by providing training, outreach, education, and assistance”. 3.4 Work-Related- an event or exposure in the work environment either caused or contributed to the resulting condition or significantly aggravated a pre-existing injury or illness. Work-relatedness is presumed for injuries and illnesses resulting from events or exposures occurring in the work environment unless an exception in 1904.5(b)(2) specifically applies (Appendix B). Printed copies are considered uncontrolled. Verify revision prior to use. DCN1239 CNSE Confidential Page 2 of 8 OSHA Accident Reporting 4 EHS-00083 R2 ASSOCIATED DOCUMENTS EHS-00083-F1 - OSHA Incident Reporting Form 5 DISTRIBUTION 5.1 Copies of this Reporting Guideline with the Appendices will be maintained at this facility in the following locations: EHS Offices Emergency Response Team office Security Control Center 6 PROCEDURE 6.1 Internal Reporting Procedure 6.1.1 Any workplace injury or incident occurring on the CNSE Fuller Road campus which requires medical treatment shall be reported by calling Security at 437-8600. 6.1.2 While responding to the incident the ERT or Security Officer shall determine if the injury meets one or more of the criteria listed in Section 5.2. If yes, the ERT or Security Officer shall contact one of the following people, as soon as possible (i.e. within one hour), in order, until one of them is reached: Role Primary Contact Name Tom Diamond, VP EHS 1st Alternate Contact Dan Greenlee 2nd Alternate Contact Contact Information Cell: 518-441-6850 Home: 845-331-2391 Cell: 518-545-6376 Home: 845-297-5179 Brenda Streeter Cell: 518-414-2628 rd Lilia Chen Cell: 518-795-4689 th Kassey Brust Cell: 518-380-1847 3 Alternate Contact 4 Alternate Contact 6.2 External Reporting Requirements 6.2.1 The employer of the affected employee is responsible for reporting its applicable incidents to OSHA. 6.2.2 All work-related fatalities must be reported to OSHA within 8 hours. Printed copies are considered uncontrolled. Verify revision prior to use. DCN1239 CNSE Confidential Page 3 of 8 OSHA Accident Reporting EHS-00083 R2 6.2.3 All work-related in-patient hospitalization, amputation, or loss of an eye, must be reported to OSHA only if these occur within 24 hours of the workrelated incident. Employers must report the event internally within 24 hours of learning about it. 6.2.4 Fatalities occurring within 30 days of a work-related incident must be reported to OSHA. 6.2.5 In-patient hospitalization or fatality due to a heart attack must be reported if the heart attack resulted from a work-related incident. 6.2.6 External Reporting for CNSE will be performed by the following individuals: Name Tom Diamond, VP EHS Dan Greenlee Contact Information Cell: 518-441-6850 Home: 845-331-2391 Cell: 518-545-6376 Home: 845-297-5179 Brenda Streeter Cell: 518-414-2628 Lilia Chen Cell: 518-795-4689 Kassey Brust Cell: 518-380-1847 NOTE: Tenants or contractor companies shall do the external reporting to OSHA for its own employees. 6.3 Verbal Notification Requirements 6.3.1 The OSHA Incident Reporting Form (EHS-00083-F1, see Appendix A for sample) can be used to collect appropriate information prior to calling OSHA. 6.3.2 The following information is required to be reported to OSHA Establishment name Location of incident Time of incident Number of fatalities or hospitalized employees Names of any injured employees Contact person and phone number Printed copies are considered uncontrolled. Verify revision prior to use. DCN1239 CNSE Confidential Page 4 of 8 OSHA Accident Reporting 6.3.3 EHS-00083 R2 Brief description of the incident Notification to OSHA can be made by one of the following methods: Method OSHA’s free and confidential number Number/Location 1-800-321-OSHA (6742) Area Office nearest to the site of the incident during normal business hours ONLY (518) 464-4338 (Albany) Online Form when available 7 APPENDICES 7.1 Appendix A – OSHA Incident Reporting Form – Sample (EHS-00083-F1) 7.2 Appendix B – Table 1904.5(b)(2) Situations Where Recording and Reporting is Not Required Printed copies are considered uncontrolled. Verify revision prior to use. DCN1239 CNSE Confidential Page 5 of 8 OSHA Accident Reporting EHS-00083 R2 APPENDIX A - OSHA Incident Reporting Form – Sample (see EHS-00083-F1) INFORMATION ABOUT THE EMPLOYEE 1) Full Name 2) Date of birth 3) Date of injury or illness 4) Male Female 5) / / / / If treatment was given away from the worksite, where was it given? For example: Facility: Albany Medical Center Street: 43 New Scotland Avenue City: Albany State: NY Zip: 6) Was employee taken to the emergency room? Yes No 7) Was employee hospitalized? Yes No 8) Time employee began work 9) Time of event 12208 AM/PM AM/PM Check if time cannot be determined 10) What was the employee doing just before the incident occurred? Describe the activity, as well as the tools, equipment or material the employee was using. Be specific. Examples: "climbing a ladder while carrying roofing materials"; "spraying chlorine from hand sprayer"; "daily computer key-entry." 11) What happened? Tell us how the injury occurred. Examples: "When ladder slipped on wet floor, worker fell 20 feet"; "Worker was sprayed with chlorine when gasket broke during replacement"; "Worker developed soreness in wrist over time." Printed copies are considered uncontrolled. Verify revision prior to use. DCN1239 CNSE Confidential Page 6 of 8 OSHA Accident Reporting EHS-00083 R2 12) What was the injury or illness? Tell us the part of the body that was affected and how it was affected; be more specific than "hurt", "pain", or "sore." Examples: "strained back"; "chemical burn, hand"; "carpal tunnel syndrome." 13) What object or substance directly harmed the employee? Examples: "concrete floor"; "chlorine"; "radial arm saw." If this question does not apply to the incident, leave it blank. 14) If the employee died, when and where did death occur? Date of death? / Examples of the location are CNSE or Albany Medical Center. / Attention: This form contains information relating to employee health and must be used in a manner that protects the confidentiality of employees to the extent possible while the information is being used for occupational safety and health purposes. Completed by: Title: Phone: Date: EHS person reported to: Time Reported to EHS: AM PM Printed copies are considered uncontrolled. Verify revision prior to use. DCN1239 CNSE Confidential Page 7 of 8 OSHA Accident Reporting EHS-00083 R2 APPENDIX B - Situations Where Recording and Reporting is Not Required 1904.5(b)(2) You are NOT required to record injuries and illnesses if . . . (i) At the time of the injury or illness, the employee was present in the work environment as a member of the general public rather than as an employee. (ii) The injury or illness involves signs or symptoms that surface at work but result solely from a non-work-related event or exposure that occurs outside the work environment. (iii) The injury or illness results solely from voluntary participation in a wellness program or in a medical, fitness, or recreational activity such as blood donation, physical examination, flu shot, exercise class, racquetball, or baseball. (iv) The injury or illness is solely the result of an employee eating, drinking, or preparing food or drink for personal consumption (whether bought on the employer's premises or brought in). For example, if the employee is injured by choking on a sandwich while in the employer's establishment, the case would not be considered work-related. NOTE: If the employee is made ill by ingesting food contaminated by workplace contaminants (such as lead), or gets food poisoning from food supplied by the employer, the case would be considered workrelated. (v) The injury or illness is solely the result of an employee doing personal tasks (unrelated to their employment) at the establishment outside of the employee's assigned working hours. (vi) The injury or illness is solely the result of personal grooming, selfmedication for a non-work-related condition, or is intentionally selfinflicted. (vii) The injury or illness is caused by a motor vehicle accident and occurs on a company parking lot or company access road while the employee is commuting to or from work. (viii) The illness is the common cold or flu (NOTE: contagious diseases such as tuberculosis, brucellosis, hepatitis A, or plague are considered work-related if the employee is infected at work). (ix) The illness is a mental illness. Mental illness will not be considered work-related unless the employee voluntarily provides the employer with an opinion from a physician or other licensed health care professional with appropriate training and experience (psychiatrist, psychologist, psychiatric nurse practitioner, etc.) stating that the employee has a mental illness that is work-related. Source: www.osha.gov Printed copies are considered uncontrolled. Verify revision prior to use. DCN1239 CNSE Confidential Page 8 of 8
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