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Ministry of Municipal Affairs
and Housing
Ontario
Financial Statement -Auditor's Report
Form 4
Municipal Elections Act, 7996(Section 78)
Instructions:
All candidates must complete Boxes A and B. Candidates who receive contributions or incur expenses beyond the nomination fee
must complete Boxes C, D, Schedule 1, and Schedule 2 as appropriate. Candidates who receive contributions or incur expenses in
excess of $10,000 must also attach an Auditors Report.
AI! surplus funds (after any refund to the candidate or his or her spouse)shall be paid immediately over to the clerk who was responsis~le
ror the conduct of the election.
YYYY
For the campaign period from (day candidate filed nomination)
7
0
1
DD
MM
4
0
3
0
3
WYY
t~
2
0
MM
1
4
1
?
DD
3
Primary filing reflecting finances to December 31 (or 45th day after voting day in a by-election)
❑ Supplementary filing including finances after December 31 (or 45`" day after voting day in a by-election)
fox A: Name of Candidate and Office
Candidate's name as shown on the ballot
Last Name
Given Names)
Stevens
Mark
Name of once for which the candidate sought election
Ward name or no. (if any)
Mavoi•
Name of Municipality
St. Catharines
Spending limit issued by clerk
~ 89.402.60
did not accept any contributions or incur any expenses other than the nomination fee. (Complete Box A and 8 only)
IBox B: Declaration
i, Mark Stevens
, a candidate in the municipality of
St. Cathai'tnes
,hereby declare that to the best of my knowledge and belief that these
financial statements and attached supporting schedules are true and correct.
Declared before (clerk or commiss ner
r: the
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on (yyyy/mm/dd)
~Frr
ignatu
f Clerk or Commissioner
2a/5
dl
Date Filed in the Clerk's Office (y
ylmm/dd)
Signature of Ca
ate
h9oiea Ann Needling, a Commissioner,
etc., province of Ontario, for the
Corporation of the City of St< Gatharines.
~zplre~ Npvarttpet 0, 2Q1!!.
95G3P (2013/11)
OO Queen's Pnnterfor Ontario, 20.3
Disponible en fran~ais
Page 1 of 9
Box C: Statement of Campaign Income and Expenses
LOAN
Name of bank or recognized lending institution
Amount borrowed
$
INCOME
Total amount of all contributions (From line 1A in Schedule 1)
Refund of nomination filing fee
Sign deposit refund
Revenue from fund-raising events not deemed a contribution (From Part III of
Schedule 2)
interest earned by campaign bank account
Other (provide full details)
~
+ $
2
3.
Total Campaign Income(Do not include loan)
+ $
f ~
_ ~
+ $
+ $
+ $
f ~
+ $
EXPENSES (Note: include the value of contributions of goods and services)
Expenses subject to spending limit
Nomination filing fee
Inventory from previous campaign used in this campaign (list details in Table 5
of Schedule 1)
Advertising
Brochures/flyers
Signs (including sign deposit)
(4leetings hosted
Office expenses incurred until voting day
Phone and/or Internet expenses incurred until voting day
Salaries, benefits, honoraria, professional fees incurred urtil voting day
Bank charges incurred until voting day
interest charged on loan until voting day
Other (provide full details)
~
~
+ $
+ $
3.
Total Expenses subject to spending limit
f S
= ~
Expenses not subject to spending limit
Accounting and audit
Cest of fund-raising events/activities (list details in Part IV of Schedule 2)
Voting day party/appreciation notices
Ofrice expenses incurred after voting day
Phone and/or Internet expenses incurred after voting day
Salaries; berefits, honoraria, professional fees incurred after voting day
Bank charges incurred after voting day
Interest charged on loan after voting day
expenses related to recount
Expenses related to controverted election
Expenses related to compliance audit
Expenses related to candidate's disability (provide full details)
+ $
+ $
+ $
-` S
+ ~
+ $
}$
+ $
+ $
+ $
+ $
i.
2.
3.
Other (provide full details)
i.
2.
3.
Total Expenses not subject to spending limit
dotal Campaign Expenses(C2 + C3)
3503P (2013/11)
9,~?~.00
200.00
+ $
+
+ S
+ ~
+ $
+ $
+ $
+a
+ $
+ $
+ ~
9,725.00 C'9
?00.00
2,806.6
2,791.00
2,747.09
X4.01
8,578.66 c2
1,079.1 ~
9.90
+
+ $
+ $
+ $
+ $
+ $
= $
1,089.03 C3
_ $
9,66%.71 C4
Page 2 of 5
Box D: Calculation of Surplus or Deficit
Exczss (deficiency) of income over expenses (Income —Total Expenses)
(C1 — C4)
+ ~
Eligible deficit carried forward by the candidate from the last election
Total(D1 — D2)
If there is a surplus, deduct any refund of candidate's or
spouse's contributions to the campaign
— $
J7.29 D1
D2
_ ~
X7.29
— $
J7.29
Surplus (or deficit) for the campaign
= ~
D3
1. line D3 shows a surplus, the amount must be paid in trusi; at the time the financial statements are filed, to the municipal clerk who was
responsible for the conduct of the election.
Amount of $
5503P (2013/11)
paid to municipal clerk in the municipality of
Pa92 3 of 9
Schedule 1 -Contributions
Part I —Summary of Contributions
Contribution from candidate (include the value of inventory listed in Table 5)
+ ~
Contribution from spouse
+ $
Total value of contributions not exceeding $100 per contributor
Include ticket revenue, contributions in money, goods and services
where the total contribution from a contributor is $100 or less (do not
include contributions from candidate or spouse).
+ $
2.07.00
Total value of contributions exceeding $100 per contributor (from line 1 B; list details
in Tables 1 — 4)
Include tickei revenue, contributions in money, goods and services where
the total contribution from a contributor exceeds $100 (do not include
contributions from candidate or spouse).
+ $
2,40.00
Less:
Contributions returned or payable to the contributor
Contributions paid or payable to the clerk, including contributions from
anonymous sources exceeding $10
Total Amount of Contributions (Record in Box C)
x,000.00
— $
— ~
_ ~
9,525.00 1A
Part 11—List of Contributions from Each Single Contributor Totalling more than $100
Table 1: Monetary contributions from individuals other than candidate or spouse
Name
John Enns
Dianne McTrivish
William Frick
Beth Vanderloos
Carl Moore
Full Address
22 Brucedale Ave
St. Catharines. ON
L2M 2Z5
2l 1 Farley Rd
Dunchurch, ON
RR#1
27 Patricia Rd
St. Catharines, ON
L2M 4P2
606-313A Geneva St
.St. Catharines, ON
L2N 2G3
Dunchurch, ON
RR#1
Joseph &Kathleen Rosloski
Donald &Georgina Hastings
Dr. Hans Epp
~>;ctor Pavey
9503P (2013/11)
Amount $
350.00
?00.00
400.00
100.00
100.00
1 ~ Ro~-al York Rd
St. Catharines, ON
L2M 2N7
19 Hanson Dr
St. Caiharines. ON
L2M 2W8
15-300 Bunting Rd
St. Cathat•ines, ON
L2M 7X3
9 Pine St
Thorold, ON
L2V 3Z9
500.00
100.00
300.00
100.00
Page 4 of 9
Total
j~ Additional information is listed on separate supplementary attachment
Tahle 2: Monetary contributions from corporations or unions
President or
Name (Legal and Carrying on Full Address
Business Manager
Business As)
iv~apier Industries Ltd.
2,1j(~.~0
Amount $
Authorized
~ Representative
4 Nihan Dr, St.
Catharines, ON L2N 1 L 1
300.00
'Ii
i
t
i
~,
i
i
J Additional information .s listed on separate supplementary attachment
Total
300.00
Table 3: Contributions in goods or services from individuals other than candidate or spouse
(Note: must also be recorded as expenses in Box C)
95u3F (20'13/'1'1)
Page 5 of 9
Additional information is listed on separate supplementary attachment
9503P (2013M 1)
Total
Pa9s 6 of 9
Table 4: Contributions in goods or services from corporations or unions {Note: must also be recorded as expenses in Box C~
Description of
%Value $
Authorized
President or
Fuli Address
Name of Corporation
Goods or Services i
Business Manager Representative
(Legal and Carrying on
Business As)
i
i
~
i
i
i
',
I
~
i
Additional information is listed on separate supplementary attachment
Total
Total Part II Contributions (Add Totals from Tables 1-4)(Record in Part I —Summary)
2,45U.~0 ~ e
Part III —Inventory
Table 5: Inventory of Campaign Goods and Materials from Previous Campaign used in this Campaign
(Note: value must be recorded as a contribution from the candidate and as an expense)
Description
Date Acquired Supplier
Current Market Quantity
(yyyylmm/dd)
Value $
~ Total Value $
i
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i
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~
I
Additional information is listed on separate supplementary attachment
9503P (2013/11)
Total
~
Page 7 of 9
Schaedule 2 —Fundraising Events and Activities
Fundraising Event/Activity
Complete a separate schedule for each event or activity held
Additional schedules) attached
Description of fundraising evenUactivity Antipas
Lunch
Date of evenUactivity (yyyy/mm/dd) 2014/07/06
Part I -Ticket Revenue
Admission charge (per person)
(If there are a range of ticket prices, attach complete breakdown of all ticket
sales)
+ a
Number of tickets sold
X
10.00 2A
1 ']( Zg
Total Tieket Revenue (2A X 2B)(Include in Schedule 1)
Part II -Other revenue deemed a contribution
(provide details {e.g. revenue from goods sold in excess of fair markei value))
~.
_ ~
1,760.00
_ ~
1,079.15
+ $
~
+ $
3.
q.
+ $
+ $
5.
+ ~
Total Part II Revenue (include in Schedule 1)
Part 111 -Other revenue not deemed a contribution
(provide details (e.g. contributions of $10 or less; market value of goods or services sold})
1.
+ $
L.
~"
3.
+ $
4.
+ $
5.
Total Part III Revenue (include in Box C)
+ $
Part IV -Expenses related to fundraising event or activity (provide details)
7. Event Tickets Printed - SignJink Graphics
2. Event Caterin; Cost -Antipastos
+ $
+ ~
3.
q.
+ $
+ ~
5.
+ $
6.
7.
+ $
+ $
8.
~' ~
To#al Part IV Expenses (include in Box C)
9503P (2013/11)
84.7
994.'0
Pag= 8 of 9
Auditor`s Report
Municipal Elections Act, 7996 (Section 78)
A candidate who has received contributions or incurred expenses in excess of $10,000 must attach an auditor's report.
Professional Designation of Auditor
~ Date (yyyy/mm/dd)
Municipality
Contact Information
Last Name
Address
Suite/Unit No.
Street No.
Licence Number
Province
Posial Code
Street Name
City/Town
Telephone No. (including area code)
ext.
First Name
Fax No.
Email Address
The report must be done in accordance with generally accepted auditing standards and must:
•
set out the scope of the examination
•
provide an opinion as to the completeness and accuracy of the financial statement and whether it is free of material
misstatement
'~ ;Report is attached
Personal information, if any, collected on this form is obtained under the authority of sections 78 and 95 of the Municipal Elections Act,
1996. Under section 88 of the Municipal Elections Act, 7996(and despite anything in the Municipal Freedom of Information and
Protection of Privacy Act) documents and materials filed with or prepared by the clerk or any other election official under the Municipal
Electrons Act, 7996 are public records and, until their destruction, may be inspected by any person at the clerk's office at a time when
the office is open. Campaign financial statements shall also be made available by the clerk in an electronic formal free of charge upon
request.
9503P (2013/11)
Page 9 of 9