[ Pharmaceutical Water System Fundamentals. William V. Collentro, Coordinator Ion Removal by Reverse Osmosis William V. Collentro “Pharmaceutical Water System Fundamentals” discusses technical justification, design considerations, operation, maintenance, compliance, and validation for pharmaceutical water systems. It is the intention of this column to be a useful resource for daily work applications. The primary objective of this column is to provide a basic summary of the function, selection, design consideration, proper operation, preventative maintenance, and regulatory expectations associated with the individual unit operations employed in pharmaceutical water systems. Reader comments, questions, and suggestions are needed to help us fulfill our objective for this column. Please send your comments and suggestions to column coordinator William V. Collentro at [email protected] or to journal coordinating editor Susan Haigney at [email protected]. Editor’s Note: This paper continues subject matter previously discussed in “Pharmaceutical Water System Fundamentals.” “Impurities in Raw Water” was published in Volume 16, Number 1, of the Journal of Validation Technology (JVT) (Winter 2010), and “Pretreatment Unit Operations” was published in JVT, Volume 16, Number 2 (Spring 2010). KEY POINTS The following key points are discussed in this article: •The principle of reverse osmosis (RO) involves the flow of water containing ions through a semipermeable membrane using pressure as a driving force to significantly reduce the ion concentration as well as other undesirable materials. For more Author information, go to gxpandjvt.com/bios 66 Journal •The system array, membrane configuration, and membrane composition and operation are described. •Materials removed from the incoming water stream are described. •All RO membranes will exhibit microbial fouling, organic and colloidal fouling, and scaling. •RO membrane cleaning should be performed periodically to remove bacteria, membrane foulants, membrane scalants, and bacterial endotoxins. Chemical sanitization destroys bacteria and removes biofilm. •Design considerations including instrumentation for RO systems are discussed. •Operating and maintenance considerations for an RO system are discussed. INTRODUCTION Impurities in raw water and pretreatment unit operations have been discussed in previous papers in this series. Ion removal is required for United States Pharmacopeia (USP) purified water systems to remove dissolved and ionized impurities. Physical tests Section <645> of the United States Pharmacopeia-National Formulary presents the conductivity criteria for both USP purified water and water for injection (WFI). In addition, feed water to multiple effect distillation units and pure steam generators require ion removal. It is suggested that the long-term successful operation of a vapor compression distillation unit is enhanced by ion removal. Finally, ion removal may be appropriate for certain pharmaceutical processing applications that do not technically require compendial water. As an example, the initial rinse in multiple steps for [ ABOUT THE AUTHOR William V. Collentro is a senior consultant and founder of Water Consulting Specialists, Inc., Doylestown, PA (www.waterconsultingspecialists.com), and has more than 40 years experience in water purification. He may be reached by e-mail at [email protected]. of Validation T echnology [Summer 2010] iv thome.com William V. Collentro, Coordinator. Figure 1: Principals of reverse osmosis. clean-in-place (CIP) applications using deionized water may decrease the volume of compendial water required for final rinse applications. This paper discusses the use of reverse osmosis for ion removal. General information, design considerations, and operation and maintenance considerations are described. Additional ion removal unit operations such as ion exchange employing cation and anion resins and membrane processes using ion exchange resin membranes and electronic field (continuous electrodeionization) that are used for ion removal in pharmaceutical water systems will be discussed in the next issue of this series. REVERSE OSMOSIS– GENERAL DISCUSSION The principle of reverse osmosis (RO) is associated with the flow of water containing ions through a semipermeable membrane using pressure as a driving force. This is illustrated in Figure 1. The left section of the figure indicates water in two chambers, separated by a semi-permeable membrane. Initially, water in the left chamber does not contain ions, while water in the right chamber contains ions. Note the level of water in each chamber. The middle section of the figure indicates the results of “osmosis.” The “ion free” water flows through the semi-permeable membrane resulting in a change in water level and an attempt to equalize the concentration of ions in both chambers. To “reverse” the “osmosis” process, the right section of the figure indicates the result of pressure applied to the right chamber. Water and a very small level of ions flow back through the semi-permeable membrane, under pressure, resulting in chamber levels and ionic concentration similar to those in the left section of the figure. The process depicted in the right section of the figure represents the principle of reverse osmosis. gxpandjv t.com RO System Array A reverse osmosis system consists of three primary flow streams. A pretreated feed water stream to the reverse osmosis unit is pressurized by a high-pressure pump, generally of multi-stage centrifugal-type. The pressurized feed water flows to reverse osmosis membranes contained in pressure vessels configured in a custom arranged “array.” As the pretreated water passes through the reverse osmosis membranes array, a portion of water passes radially through the membrane removing nearly all ionic material. The wastewater (i.e., water that did not pass through the “first” RO membrane) becomes feed water for the next membrane in series. Water from the final reverse osmosis membrane is the waste stream from the reverse osmosis system. Product water from each reverse osmosis membrane array is collected in a common permeate water manifold. Figure 2 demonstrates a reverse osmosis system with two individual membranes per vessel and vessels arranged in a 3:2:1 array. The diagonal line in the rectangular symbol used for a reverse osmosis membranes indicates the membrane. Subsequently, water that flows through the diagonal line indicates water passing from the feed water-waste stream to the permeate collection manifold. Water removed from the membrane that has not passed through the membrane, as indicated, becomes the feed water to the next membrane (or membranes in a pressure vessel) in the next array. While the feed water-waste flow through the membranes in the individual pressure vessels occurs in series, as noted in Figure 2, pressure vessels with membranes are arranged in parallel within an “array” determined by a computerized projection to maximize system operation. Within the indicated 3:2:1 array, pressurized feed water from the discharge of the RO feed water pump flows to three vessels arranged in parallel. As water passes through the first membrane in each array, a Journal of Validation T echnology [Summer 2010] 67 Pharmaceutical Water System Fundamentals. Figure 2: 3:2:1 reverse osmosis array. Waste Pretreated feed water Product portion of water (determined by the capacity of the RO membrane) is removed as product with > 95% of the ions removed. A larger portion of the water, with increased ionic concentration, is the waste from each of the first (lead) membranes in the first array pressure vessels. This waste flows as feed water to each of the three other membranes in the pressure vessel. The combined waste from the first three individual pressure vessels is fed to tubing that directs the feed-waste flow to the second array, containing two pressure vessels. It is important to note that the membrane array is 3:2:1. As feed water passes through each membrane, product water is removed. Subsequently, as indicated, the ionic concentration of the feed-waste water increases and the flow rate decreases. An RO membrane array provides a method of maintaining the velocity of water through the membranes by reducing the number of pressure vessels arranged in parallel as water passes from the “lead” membranes to the final or “tail” membrane(s) minimizing the potential for precipitation of concentrated “salts” of certain ions. For the indicated example, there are three pressure vessels and six membranes in the first array, two pressure vessels and four membranes in the second array, and a single pressure vessel and two membranes in the final array. Feed-waste water from the second array is directed to the final array. Waste from the second membrane in the final array is directed, through instrumentation and valves, to drain. Two calculations may be used to characterize system operation. These include system recovery and system performance. 68 Journal of Validation T echnology [Summer 2010] RO System Recovery. The flow rate of feed water recovered as product water is expressed as “percent recovery,” calculated by the following equation: % Recovery = (Product Water Flow Rate/Feed Water Flow Rate) x 100 Generally, RO units with membranes configured in an array will exhibit about 75% recovery of feed water. RO System Performance. RO unit performance is determined by inline measurement of feed water and product water conductivity. Feed water and product water conductivity values are generally displayed on either a direct reading meter or screen. The “percent rejection” is used to determine ionic removal and is calculated by the following equation where C indicates the conductivity value of indicated feed water and product water: % Ion Rejection = [(Cfeed - Cproduct) / Cfeed] x 100 In theory, reverse osmosis membranes will remove 97–99+ % of the ionic material in water. However, membranes do not remove gases, reactive or non reactive. Carbon dioxide, as an example, will pass through a reverse osmosis membrane. The carbon dioxide will react with the product water from the RO unit, increasing conductivity per the following equation: CO2 + 2 H2O↔ H3O+ + HCO3iv thome.com William V. Collentro, Coordinator. As discussed previously, the hydronium ion exhibits a very high equivalent conductance when compared with other ions. While RO membrane manufacturer’s data may indicate a stated reject in excess of 99%, the actual rejection is lower due to the presence of reactive gasses in product, such as carbon dioxide or ammonia. The actual percent ion rejection for a specific application will be a function of the analytical profile of the feed water supply to the system, feed water pressure, and feed water temperature. Figure 3: Spiral wound reverse osmosis membrane. RO Membrane Configuration The vast majority of RO membranes employed for pharmaceutical water systems have a spiral wound configuration. A spiral wound membrane is shown in Figure 3. Figure 3 illustrates the feed water and product water flow as well as the waste flow. Water passes “down” the membrane, parallel to the membrane surfaces. As indicated, a portion of the water flows in a perpendicular direction to the feed water flow through the membrane. The permeate collector is a tube down the center of the membrane containing holes for collection of permeate throughout the length of the membrane. The membrane surface is shown. While difficult to demonstrate, Figure 4 depicts a single membrane “envelope.” The membrane is actual flat sheets. The sheets are precision cut to produce the same dimensions. The sheets are placed together with the membrane surfaces facing outward and a permeate carrier positioned between each membrane. The indicated “envelope” is created by sealing three sides of the membrane-permeate-carrier-membrane arrangement. The open side of the envelope is attached to the “permeate collector” shown in Figure 3. The attached membrane is wrapped around the permeate carrier in a configuration similar to a “jelly roll” producing the spiral wound configuration. The spiral wound membrane contains an outer retaining “wrapping” material. Three types of wrapping are described as follows. Tape-wrapped Membranes. Tape-wrapped membranes, as indicated, use a tape material wrapped around the spiral wound membrane. The use of tape wrapped membranes is generally limited to domestic, commercial, and light industrial application. They should not be used for pharmaceutical applications. Brackish-water Membranes. Brackish-water membranes use a hard fiberglass reinforced outer shell to secure the spiral wound membrane. The rigid nature of the exterior of a brackish-water membrane provides gxpandjv t.com Figure 4: Membrane to permeate collector. Permeate collector tube End of membrane envelope Water flow RO membrane surface an annular space between the exterior of the encased membrane and the inside diameter of the pressure vessel. A mechanism must be provided to avoid “bypass” of feed water around the membrane, through this annual space. A “brine seal” is added to the lead end of the membrane consisting of a flexible annual section of non-organic leaching elastomers. Unfortunately, the brine seal produces a stagnant area down the length of the membrane in the annular space between the pressure vessel and the outer shell. This stagnant area provides a location for bacteria to accumulate and replicate. There are numerous pharmaceutical RO systems employing brackish-water membranes. It is strongly suggested that brackish-water membranes are not appropriate for applications where microbial control is a concern, including all pharmaceutical applications. Full-fit (loose-wrapped) Membranes. These membranes use a mesh-type material to secure the spiral wound configuration. The membranes exhibit a “snug” fit when installed in pressure vessels. When pressurized during normal operation, the exterior of the mesh expands slightly to form a tight seal to the interior walls of the pressure vessels. Bypass of feed water and the undesirable dead leg associated with a brine seal are both eliminated. Any RO membranes used for pharmaceutical applications should be of full-fit (loose-wrapped) type. Journal of Validation T echnology [Summer 2010] 69 Pharmaceutical Water System Fundamentals. RO Membrane Composition And Operation Virtually all RO membranes used for pharmaceutical applications are thin film-composite polyamide-type. Polyamide exhibits outstanding rejection of ions. Unfortunately, the material is relatively fragile. By supporting polyamide in a “sandwich” with polysulfone, a more rugged polymer, it is possible to provide membrane material with good physical strength and excellent ion rejection. It should be noted that polyamide, unlike polysulfone, is not chlorine tolerant. Subsequently, residual disinfecting agent must be removed from feed water to the RO system with polyamide thin film-composite membranes. An RO system can be designed, fabricated, and operated with hot water sanitization provisions. Fullfit membranes capable of withstanding hot water sanitization temperatures (80°C) are available. RO system design should include 316L Stainless Steel tubing, membrane pressure vessels with elastomers (end adapters), and appropriate support accessories for the hot water sanitization operation. Hot water sanitization may be performed every two to four weeks based on product water total viable bacteria levels. However, it is necessary to conduct chemical sanitization, discussed later in this article, about once every six months to remove biofilm. Removal of Impurities. Unlike deionization systems using cation and anion resin, which only remove anions (with the exception of macroporous or acrylic anion organic scavengers), reverse osmosis will remove other pretreated feed water contaminants such as the following: •Colloids. Colloids should be completely removed. •Colloids in a complex with naturally occurring organic material (NOM). Colloids of silica, aluminum, and iron may exist in a complex with NOM. The complex should be removed by RO. •NOM and all organic material with a molecular weight > 150–250 daltons •Anticipated RO product water total organic carbon (TOC) levels should be more than 0.100 mg/l below the USP “Physical Test” Section <643> implied limit of 0.500 mg/l. •It is important to indicate that the ability of reverse osmosis to remove residual disinfecting agent compounds such as trihalomethanes (THMs), particularly chloroform, is poor. The Table contains a summary of measured THM levels through a classical USP purified water system using RO and continuous electrodeionization (CEDI) (Collentro, unpublished data). 70 Journal of Validation T echnology [Summer 2010] •RO units operating in a continuous mode, discussed later in this article, exhibit product water TOC levels < 0.025 mg/l. •Bacterial endotoxins. RO product water bacterial endotoxin levels are generally < 0.001 IU/ml. Again, continuously operating RO units will provide greater reduction when compared with “cycled” RO units. •Particulate matter. Particulate matter is removed by the RO membranes to non-detectable levels. •Bacteria •From a conservative perspective, RO membranes are capable of removing any material < 0.001 microns in size. Gram-negative bacteria in a water system (non nutrient-starved environment) are rod shaped, approximately 0.6 micron long and approximately 0.2 microns in diameter. While complete bacteria removal should be achieved, many RO systems exhibit the presence of product water total viable bacteria. •Numerous factors impact RO product water total viable bacteria levels. These factors are summarized later in this article. •It is suggested that a properly designed, operated, and maintained RO system should exhibit product water total viable bacteria levels < 10100 cfu/100 ml, membrane filtration of a 100 ml sample, R2A or PCA culture media, 30-35°C incubation temperature, and 72- to 120-hour incubation time period. •Continuous RO system operation (versus cyclic operation) significantly reduces RO product water total viable bacteria levels. RO SYSTEM PROBLEMS–FOULING AND SCALING As RO membranes concentrate impurities in the feed water stream during normal operation, scaling and fouling of the membranes will occur. Scalants may include sulfate, carbonate, and bicarbonate precipitates formed with trace concentration of cationic impurities such as calcium, magnesium, iron, aluminum, barium, etc. Scale formation can be minimized by proper operation of the pretreatment section water softening unit discussed in the second part of this series of articles. Important water softener parameters include adequate salt dosing during regeneration, “short-cycling” of the operating cycle to avoid multivalent ion “breakthrough,” and operation of two units in series. The concentrating nature of RO system operation makes iv thome.com William V. Collentro, Coordinator. Table: Measured trihalomethane compounds in a USP purified water “generation” system. Location Trihalomethane Compounds Concentration (μg/l) Municipal feed water Chloroform 40 Dibromochloromethane 9.0 Bromodichloromethane 20 Bromoform 0.66 Chloroform 32 Dibromochloromethane 6.6 Bromodichloromethane 17 Bromoform 0.60 Chloroform 11.9 Dibromochloromethane 1.7 Bromodichloromethane 4.6 Bromoform <0.50 Chloroform 12.1 Dibromochloromethane 1.7 Bromodichloromethane 4.8 Bromoform <0.50 Chloroform 9.7 Dibromochloromethane 0.60 Bromodichloromethane 3.1 Bromoform <0.50 Post activated carbon Post re-circulating RO system Post CEDI system USP purified water distribution loop the final or “tail” membranes in an array most susceptible to scaling. Fouling of RO membranes is also a concern. Organic material, colloidal material, or organic material complexed with colloidal material may contribute to membrane fouling. Periodic RO feed water measurement to determine the “silt density index” should be performed to determine the nature and extent of foulants present in feed water. This test technique uses the flow rate decrease through a 0.45-micron filter disc, at constant pressure, to determine foulants in RO feed water. All RO membranes will exhibit microbial fouling, organic/colloidal fouling, and scaling. Subsequently, periodic membrane cleaning is required. However, prior to discussing membrane cleaning, it is appropriate to address the manner in which impurities form “layers” on the RO membrane surface. Figure 5 demonstrates the manner in which RO feed water impurities accumulate (or replicate) on the membrane surface. The layer furthest from the membrane surface contains scalants. Again, the thickness/amount of scalants would be greatest on “tail” membranes in an array compared to “lead” membranes. Proceeding gxpandjv t.com radially inward to the RO membrane surface, the next layer contains nutrient–rich colloidal and organic foulants. The thickness of this layer and amount of foulants is greatest for the “lead” membranes in the RO membrane array. Finally, the layer of the membrane surface contains bacteria and bacterial endotoxins in a “biofilm.” It is important to note that this layer is adjacent to the nutrient-rich foulant layer. It is also important to note that RO product water total viable bacteria levels increase proportionally with the amount of bacteria on the surface of the membranes, a function of bacteria levels in the feed water, temperature, and cleaning frequency. REVERSE OSMOSIS SYSTEM CLEANING RO membrane cleaning should be performed periodically. While the primary objective of cleaning for RO systems used in pharmaceutical water systems is to remove bacteria, removal of membrane foulants and bacterial endotoxins must also be considered. A review of Figure 5 provides information for effective membrane cleaning. Because scalants are on the outer portion of the membrane “layer,” the initial cleaning Journal of Validation T echnology [Summer 2010] 71 Pharmaceutical Water System Fundamentals. Figure 5: Layering of material on RO membrane surface. Feed water flow To next membrane or waste Scalants Bacteria in biofilm Foulants RO membrane Surface Permeate flow step employs a low pH cleaning agent. Low pH dissolves many precipitates. This cleaning operation is performed in a dynamic mode such that dissolved material is constantly removed and replaced with “fresh” low pH cleaning agent. Subsequent to completion of the low pH cleaning operation, the RO membranes are rinsed prior to proceeding with the next cleaning step. Again, referring to Figure 5, once scalants are removed, the exterior “layer” contains foulants. As indicated, this material primarily consists of organic compounds. Most organic compounds are removed with an alkaline (high pH) cleaning solution. A circulating flow of high pH cleaning solution removes the foulant “layer.” Quite often, the initial color of the water from the membranes during this operation will be light yellow to dark brown. Cleaning should proceed until no color is noted. Subsequent to completion of the high pH cleaning operation, the RO membranes are rinsed prior to proceeding with the next cleaning step. Sanitization, Bacteria, And Biofilms The final cleaning step is membrane sanitization to destroy bacteria and remove biofilm. Sanitization must consider direct contact with all bacteria to provide destruction as well as contact to remove the established biofilm. The suggested sanitizing agent is a 1% mixture of peracetic acid and hydrogen peroxide. The sanitizing agent should be introduced at a pressure of about 30-40 psig, adequate to establish flow to waste and product. Any “dead legs,” such as valves or capped sections of tubing, should be opened or loosened to allow sanitizing agent to come in contact with all surfaces. The 1% concentration of sanitizing agent should be verified using test strips. Based on extensive experience, a dynamic-stagnant-dynamic sanitization is required for bacteria destruction and biofilm removal. Once the concentration of sanitizing agent is verified, the 72 Journal of Validation T echnology [Summer 2010] flow of sanitization solution should be stopped. The sanitizing solution should be allowed to sit in a stagnant condition in the RO system for a time period of at least one hour. During this period, with no flow, diffusion of sanitizing agent will occur to all walls and surfaces using concentration difference as the driving force. This is particularly important for break-up of the biofilm. The one hour time period may be extended, based on validation of the sanitization cycle, to ensure that biofilm is removed to the point where post sanitization RO product water bacteria levels are < 100 cfu/100 ml for a reasonable time period (1-3 months). Subsequent to the stagnant flow condition, the flow of sanitizing agent is re-established for a time period of approximately 15-30 minutes. This provides hydraulic force to remove the “loose” biofilm, allowing entry to the flowing stream and direct discharge to drain. A rinse is conducted to remove all sanitizing agent from all points in the RO system. It is suggested that RO membrane chemical cleaning and sanitization be performed off site. Each RO membrane has a unique serial number. The serial number and location of the membrane within an array should be recorded as membranes are removed for off-site cleaning. The membranes are placed in double plastic bags, sealed, and shipped to the RO membrane cleaning company using a “chain-of-custody” form (original and two copies). Upon receipt at the membrane cleaning company, the membrane’s serial numbers are verified. The membranes are individually tested for integrity, scaling, fouling, percent ion rejection, and flow rate. Assuming that the membrane parameters are within pre-established guidelines, membrane cleaning is performed. The cleaning should be performed in a manner that allows parallel flow of cleaning agents, unlike the parallel/series arrangement in the installed membrane array. Upon completion of the cleaning iv thome.com William V. Collentro, Coordinator. Figure 6: RO continuous operation. process, measurement of integrity, scaling, fouling, percent ion rejection, and flow rate are repeated. The membranes are returned using chain of custody with a formal report documenting all data including serial numbers. Obviously, two sets of RO membranes are required for this process because a set of membranes must be installed when a set is removed. Generally, this operation should be performed every 3-6 months as part of a preventative maintenance program. Each time a new (or cleaned) set of membranes is installed, the RO system must be sanitized (chemically or hot water). REVERSE OSMOSIS–DESIGN CONSIDERATIONS There are several factors that should be considered when specifying an RO System. The factors include, but are not limited to, the following: •RO systems should be operated in a continuous mode. Figure 6 provides a flow diagram of a reverse osmosis unit operating in a continuous mode. Required support components are included. Pretreated feed water flows to an upstream RO break tank. The water is re-pressurized and flows to the RO unit. Product water from the RO unit flows to a continuous electrodeionization unit (CEDI). Product water from the CEDI unit flows through an inline ultraviolet sanitization unit and 0.1 micron final filtration system. The final “loop” product water flows to the top of a USP purified water storage tank or distillation unit/pure steam generator feed water tank. The tank is equipped with valve provisions to deliver water to the tank, deliver water gxpandjv t.com to a drain with air break, or return water to the RO break tank depending upon the water level in the tank. The divert-to-drain valve may be used for rinsing operations such as removal of sanitizing solution. This system provides continuous flow through the RO unit, minimizing microbial proliferation on membrane surfaces and eliminating RO membrane pressure cycling associated with start/ stop operation for tank filling and periodic product water rinse-to-drain operation for flushing. •The RO break tank in the continuous flow system may be used as a location for introduction of sanitization chemicals, allowing bacteria and biofilm control throughout the loop. The tank may also be provided with an external heating jacket for RO/CEDI units with hot water sanitization design. The re-pressurization pump downstream of the RO break tank but upstream of the RO unit may be used with variable frequency drive (VFD) motor for lower RO feed water pressure required for periodic hot water or chemical sanitization. •It is important to note that termination of product water flow from an operating RO unit will result in near instantaneous membrane failure. The “three-valve” arrangement of automatic valves at the top of the USP purified water, distillation unit, or pure steam generator feed water tank, operates such that a valve is always open when the RO unit is operational. When a valve position is changed (e.g., make-up to recirculation), one of the three valves will automatically open before another valve automatically closes. Journal of Validation T echnology [Summer 2010] 73 Pharmaceutical Water System Fundamentals. •When the RO/CEDI loop is in a re-circulating mode, valves positioned in parallel in the RO waste-to-drain stream automatically change the waste flow from the previously indicated normal 25% value to 5-10%. This minimizes the amount of water delivered to waste while continuing a waste flow for removal of contaminants including bacteria. •The RO unit is provided with a cartridge pre-filter. The preferred micron rating for the cartridge filters is one micron or less. The micron rating is a function of pretreatment system design, operation, and maintenance. Well maintained systems may employ sub micron filters. The suggested material of construction for the filter housing is 304L or 316L Stainless Steel. Cartridge filterto-housing seal mechanism should be double O-ring, not flat gasket or “knife-edge.” •The RO feed water pump should be of multi-stage centrifugal type. Metallic components in contact with water should be of stainless steel construction. Pump selection should be based on projected RO determined by the membrane manufacturer’s computerized projection after three years of operation. The pump should be provided with a totally enclosed, fan-cooled (TEFC) motor powered through a VFD. Control of the VFD should be through a central controller. It is strongly suggested that VFD control be based on two factors; product water flow rate and percent of full operating rpm. This method of control will avoid excessive transmembrane and product-to-waste pressures when the membranes require cleaning by reducing product water flow rate based on a maximum pump flow/pressure (rotating speed/motor cycles). •Many RO units employ waste recycle. This process diverts a portion of RO waste to the feed line, upstream of the RO high pressure pump. This practice is strongly discouraged for systems where microbial control is desired. The re-circulated waste may contain concentrated contaminants from feed water including bacteria. Waste recirculation may be eliminated by employing the re-circulating RO/CEDI loop described earlier or increasing the waste flow rate. •Sample valves should be provided for monitoring RO performance, determining feed water quality, and establishing the need for membrane cleaning and/or sanitization. As a minimum, sample valves should be provided at the following locations: 74 Journal of Validation T echnology [Summer 2010] •Feed water to the RO pre-filter •Product water from the RO pre-filter •RO high pressure pump discharge •RO wastewater •RO product water from each pressure vessel. To ensure a representative sample, a sanitary-type check valve should be positioned in the product water tubing from each pressure vessel. A zero dead leg diaphragm-type sample valve should be positioned in the tubing between the check valve and the pressure vessel. •Instrumentation and controls are critical to the long-term successful operation of an RO unit. The following monitoring and control functions should be considered: •RO pre-filter pressure •RO pre-filter product water pressure •RO feed water conductivity–remote indication with alarm •RO feed water temperature—remote indication with alarm •Post RO high pressure pump pressure—remote indication with alarm •RO feed water flow rate—remote indication with alarm •RO array discharge pressures •Product water conductivity remote indication with alarm •Product water pressure remote indication with alarm •Product water temperature remote indication with alarm •Waste flow rate remote indication with alarm •Waste pressure remote indication with alarm •Product water flow rate remote indication with alarm (may be determined by “processor” calculation of the difference between feed water and wastewater flow rate). OPERATING AND MAINTENANCE CONSIDERATIONS Operating and maintenance considerations for an RO system should include but not be limited to the following: •Periodic (daily to weekly) determination of feed water silt density index •Periodic replacement of RO pre-filter cartridges (weekly to every other week) •RO membrane rotation with new or cleaned membranes followed by sanitization (three to six months) iv thome.com William V. Collentro, Coordinator. •Periodic hot water sanitization (weekly to monthly) •Periodic chemical sanitization (three to six months) •Replacement of membrane interconnector O-rings, end adapter O-rings, and end adapter gaskets (three to six months) •Calibration of instrumentation (six to 12 months) •Feed water analysis (weekly) •Total hardness as calcium carbonate •Total alkalinity as calcium carbonate •Total chlorine •Free chlorine •TOC •pH •Total viable bacteria •Product water analysis (daily–weekly) •TOC •Total viable bacteria. gxpandjv t.com NEXT ARTICLE The next article in this series will discuss application of additional ion removal unit operations such as ion exchange employing cation and anion resins, and membrane processes using ion exchange resin membranes and electronic field CEDI (continuous electrodeionization) used for ion removal in pharmaceutical water systems. GENERAL REFERENCE Collentro, William V., Pharmaceutical Water, System Design, Operation, and Validation, Interpharm Press, Buffalo Grove, IL, 1999. JVT ARTICLE ACRONYM LISTING CEDI Continuous Electrodeionization CIPClean-in-Place NOM Naturally Occurring Organic Material RO Reverse Osmosis TEFC Totally Enclosed Fan Cooled THMsTrihalomethanes TOC Total Organic Carbon USP United States Pharmacopeia VFD Variable Frequency Drive Journal of Validation T echnology [Summer 2010] 75
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