Applicantguidelines: generalinformationonapplyingfortheLeibnizCompetition 1. Eligibility and funding capacity EveryinstitutewithintheLeibnizAssociationcansubmitapplications. To take part in the competition procedure for 2018, each institute can, as previously, submit either one application (funding generally up to 1 million EUR) or two applications for total fundingnotexceeding1millionEURandindividualfundingnotlessthan250thousandEUR. Each institute can also make an additional application for the Leibniz Programme for Female Professors, though initially only in the 2018 and 2019 competition procedures. In this programme,amaximumoffiveprojectscanbefundedperprocedure. An annual sum of approx. 24 million € is available to fund projects as part of the Leibniz Competition. 2. How the procedure is implemented Theprocedurefor applying,forassessingapplicationsand fordecidingwhichprojectstofund encompassesthefollowingstages: Expressionofinterest,includingthenominationoffourpotentialassessors Drawingupandsubmittingacompletedapplication The administration office assesses whether the applications are complete and meet the formalcriteria The administration office procures at least two written, academic assessments by external,internationallyaccreditedacademicexperts The Senate Competition Committee (SAW) decides which funding recommendations to maketothesenate ThesenateoftheLeibnizAssociationdecideswhichprojectstofund When submitting their expression of interest, the institutes nominate four potential assessors. Only such persons may be nominated who can assess the project without any riskofbias.Thecriteriaforpotentialbiascanbefoundintheseparateinformationleaflet. The persons nominated by the institutes should not be informed about their nomination. TheremustbenoconsultationbetweentheLeibnizinstitutesandpotentialassessors. The administration office will procure at least two academic assessments per application. Applications and all accompanying documents should be written and submitted in English in order to enable international assessors to participate in the assessment process. The chairpersonoftheSAWwilldecideonanypotentialexceptions. Applicants whose application has been denied can submit a new application in the next applicationround,i.e.afteroneyearattheearliest. ThepresidentoftheLeibnizAssociationandthechairpersonoftheSAWdeclaretheapprovalof the senate. They inform the responsible government departments, both nationally and in the Applicantguidelines state in which the successful institute is located, that funding has been approved. The Leibniz Association’sheadofficeprovidestheprojectswiththefundsinaccordancewiththedecisionsof thesenate.Inafinalreport,thefundedprojectsprovideinformationontheimplementationof their work programmes. In May, the Leibniz Association submits an annual report to the Joint ScienceConference(GWK)onthecompetition’simplementationandtheapprovedprojects.The head office of the Leibniz Association is responsible for documenting and evaluating all the stagesintheprocedure. 3. Application schedule for the Leibniz Competition 2018 Applicationsaresubmittedelectronicallyviaadedicatedportal,andareonlydeemedtobe completeupontheheadoffice’sreceiptofthesignedapplicationform.Intermsofdeadline adherence, receipt of the application via the electronic application system will be deemed sufficient. Publicationofthecallsfor applications 19October2016 3April2017 Expressionofinterestin applyingbymeansofaone‐ pageoutlineandnomination offourpotentialassessors Submissionsdeadlinefor submittingthecompleted applicationstothehead office1 2May2017 SummersessionoftheSAW July2017 SelectionsessionoftheSAW October2017 Senatesession 29November2017 Dispatchoftheapproval notifications 30November2017 Fundingoftheapproved projectsbegins 1January2018 4. Reporting and quality assurance After two years, the funded projects will provide the SAW with an interim report (of no more than10pagesinlength,excludingallappendices),whichparticularlyengageswiththeextentto whichthemilestonesformulatedintheapplicationhavebeenachieved.TheSAWwilltakethese reportsintoaccountand,whererequired,providerecommendationsfortheproject.Afterthree years,theSAWwillbeprovidedwithafinalreport.Thereportingprocesswillalsotakeplacevia anelectronicprojectmanagementsystem. 1Weherestressthatregisteringandsubmittinganapplicationdoesnotrepresentatwo‐stageassessmentprocedure. Registeringtoapplymerelyservesthepurposeoffacilitatingaspeedyimplementationoftheprocedure,i.a.bybeing abletoselectassessorsingoodtime. 2 Applicantguidelines 5. Publication of results and data management Itisexpectedthattheresultsoftheresearchfundedbythecompetitionwillbepublicised, digitallypublishedwhereverpossible,andmadefreelyavailableonline(openaccess).The frameworkforthisisprovidedinthecurrentversionofthe“Guidelinesonopenaccesswithin theLeibnizAssociation”. Ifsystematicdatahavebeengeneratedaspartoftheproject,these–asequallyvaluable researchresults–shouldbestoredforposterityandmadeavailableforfutureusetothe greatestextentpossible.Whereavailable,thestandardsoftherespectivefieldandtheofferings ofexisting,sustainablymanageddatarepositoriesshouldbetakenintoaccount. 6. Information regarding the application form a) The application text should not exceed a total length of 20 pages (excluding all appendices). Toensurethatthesubmitteddocumentscanbecompared,thefollowingformatguidelines mustbeadheredtowhenformattingthepagesandtextintheapplication: Page margins: The right, left and top margin must be 2.5 cm in width, the bottom margin2cminwidth. Fonttypeandsize:YoushoulduseArialfont.Pleaseuse11ptforbodytext,14ptfor mainheadings,11ptforcaptionsandsubheadings Linespacing:SinglelinespacingThelinespacingaftersubheadingsandparagraphs shouldbe6pt. b) Thefollowingdocumentsmustbesubmittedwitheachapplication: For all applications with collaboration partners: Confirmation that you have a declarationofparticipationfromthecollaborationpartner.2 For international collaboration partners: Declarations from the collaborating institutestowhatextenttheywillsharethecostsofthejointproject.Pleasenote:In general,internationalcollaborationpartnersshouldthemselvesmeetthecoststhey incur. If the application for funding is absolutely necessary for the collaboration partnersinorderfortheprojecttobefeasible,anappropriateexplanationmustbe provided in a separate document. The SAW will decide individually on whether to approvefunding. For collaborations with commercial partners: Cooperation agreement using the DFG’scooperationagreementtemplate(form:FDGform41.026). Declaration(viaconcludingsignature)thattheapplicationinthisorasimilarformat has not been submitted to any other funding body (DFG, BMBF, EU, etc.) or been registeredasaspecificspecialcase(aso‐called‘Sondertatbestand’). Pleaseseetherespectivecallforapplicationsforthedocumentationrequiredbythe specificfundingprogramme. If one or several mandatory documents are missing, or if you submit applications whichfeaturesubstantialformalerrorsorfailtomeettheformalstandards,thismay leadtoyourapplicationbeingexcludedfromthecompetitionprocedure. 2Pleasebeawarethatyoumusthaveadeclarationofparticipationfromthelegal(not:natural)personwhichmeets theminimumformalrequirements(inparticular,itmustcontainaletterheadandsignature)andcontainsabinding memorandumofunderstanding.ThedeclarationsofparticipationmustbeprovidedtotheLeibnizAssociationatany timeuponrequest. 3 Applicantguidelines Surplus documents or ones which have not been requested will not be taken into accountintheprocedure. c) Applications should be composed and written in English. If individual documents are submitted in another language, they must be accompanied by a translation. The chairpersonoftheSAWwilldecideonanypotentialexceptions. Theapplicationandallnecessarydocumentationmustbesubmittedelectronically. 7. Information on the presentation of the cost and finance plan Intheapplication,alumpsumofupto20percentoftheentirefundingrequestedcanbe listedforindirectcosts. Thefinanceplanmustbecompletedinsuchawaythatitprovidesinformationabouthow therequestedfundswillbeallocatedtothedifferentinstitutesinvolved. 8. Contact for further questions and advice on applying TheLeibnizAssociation DrKarinEffertz HeadofDivision,LeibnizCompetitionProcedure E‐mail:effertz@leibniz‐gemeinschaft.de Chausseestraße111,D‐10115Berlin Tel.:+493020604939 Fax:+493020604955 4
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