I. Introduction The right to a trial by a jury of one’s peers is a cornerstone of American democracy. Along with voting, it’s one of the main ways people take part in the public life of this nation. By entrusting jurors from the community to decide legal cases—some of them involving millions of dollars or life-and-death issues—we reinforce our belief that everyday people can make the right decision, and that we are an open, democratic government. By giving ordinary people a central role in the justice system, we also put a human face on the law. The law might be made from afar, but each jury applies it locally. Instead of law interpreted and enforced by professionals and bureaucrats, we have law administered by the people. As the French statesman Alexis de Tocqueville noted in his travels through 19th-century America, not only does the institution of the jury help improve the law, it helps improve the jurors too. It educates them about law and the legal process and helps them understand their duties as citizens. In de Tocqueville’s words, jury service “rubs off that private selfishness which is the rust of society.” As countries move toward democratic forms of government, they often embrace the jury system as part of their new commitment to democracy. Spain, Russia, and Japan are all examples of countries that relatively recently added juries to their legal systems. Yet the jury system is often the focus of controversy today. Some commentators claim that it is unsuited for complex matters and that justice is better served in many cases by other means of resolving disputes. This booklet will briefly look at some of the historical background of juries, turn to how juries function today, and conclude by looking at some of the reforms that may help them work better. II. The Roots of the Jury System In English law, the jury may have had its origins in the Anglo-Saxon courts, where a person who was accused of a crime was permitted to bring in a number of friends, Juries | 3 Bushell’s Case Bushell’s case shows both the extreme pressures once put on juries and the evolution of jurors’ rights. Edward Bushell was jury foreman in the trial of William Penn and William Mean. When the jury refused to convict, the judge ordered them back into deliberations and fined them heavily. When they again refused to convict, he threatened to have Bushell’s nose cut off and said the jury would be “locked up without meat, drink, fire, and tobacco…. We will have a verdict, or … you shall starve for it.” Bushell spent several weeks in prison. On appeal, England’s chief justice affirmed that a jury must be free to speak its conscience and cannot be fined for its verdict. 4 | Law & the Courts often 12, to swear to his honesty. These friends (called compurgators) were neither witnesses nor jurors, in that they did not have independent knowledge of the facts, nor did they hear evidence. Rather, they merely “put their oaths on the line.” Later, the Norman courts in England brought residents of a county to court to swear to proper land titles. In 1154, almost ninety years after the Norman conquest, these bodies, called recognition panels, were given the power to decide property disputes between private parties. Eventually, this power was extended to other kinds of disputes, even criminal matters. The earliest English juries were “self-informing”— they were expected to come to trial with knowledge of the matter in dispute. Indeed, the ability of jurors to rely upon their private knowledge of the matter was acknowledged as late as the seventeenth century. But over the course of the later Middle Ages, and certainly by 1500, jurors began to rely primarily upon evidence presented in court as the basis for their decision. Over the years, in a number of celebrated cases, English juries protected the rights of defendants against the might of the state. In the mid-1600s, juries in several cases refused to convict celebrated dissident John Lilburne of such crimes as treason and sedition. Lilburne, a popular figure who fought for greater liberty and equality, was prosecuted by several regimes but often saved by sympathetic juries. In 1670, courageous jurors refused to vote for conviction in an important case and ultimately won judicial recognition of the rights of jurors. In this case, eminent Quakers William Penn and William Mean were accused of illegally preaching in the streets. When the jury deadlocked over the charge, court officials seized those favoring acquittal and held them without food and water. But one of the jurors, a man named Bushell, took the matter back to court and won a ruling that jurors could no longer be punished for their verdicts. This was a landmark in the evolution of the independent jury. The jury system came to the English colonies with the first settlers. In these early days, the jury was the most representative arm of government. In many states, a landed aristocracy controlled the legislature, the clergy, the military, and other societal institutions, but juries were made up of common people, and almost all citizens had experience as jurors. As Valerie Hans and Neil Vidmar explain in Judging the Jury, in colonial America the jury became a vehicle for the colonists to assert new ideas and principles, particularly in cases of conflict with the king of England. For example, in 1734, several grand juries refused to follow the wishes of the royal governor of New York. The governor, newly appointed and already under fire for unpopular decisions, had sought to indict John Peter Zenger, a newspaper printer, on charges of seditious libel for publishing articles critical of the government. When charges against Zenger were brought the next year by the attorney general, the trial jury was asked only to determine an issue of fact—whether Zenger had actually printed the newspaper in question. According to the instructions of a judge sympathetic to the king, under English law the content of the articles would be sufficient to prove him guilty of sedition. Andrew Hamilton, a distinguished Philadelphia lawyer who had traveled to New York to appear on Zenger’s behalf, had a very different view of the jury’s role. He argued that the issues in the case involved an “intertwining of law and fact,” and urged an expanded role of the jury: “Jurymen are to see with their own eyes, to hear with their own ears, and to make use of their own consciences and understandings, in judging the lives, liberties, or estates of their fellow subjects.” He asked that the jury acquit Zenger if they found that the statements he printed were not false. The jury did acquit Zenger. This was a landmark in the evolution of a free press, but it was also a first step in the America’s long quest for freedom. Gouverneur Morris later wrote, “The trial of Zenger in 1735 was the germ of American freedom, the morning star of that liberty which subsequently revolutionized America.” In the following decades, the jury’s role and the way juries were selected came to the forefront of public discussion. Several states passed legislation dealing Juries and the Democratic Ideal Many cultures seem to have evolved systems that relied on laypeople to make decisions in legal cases. Stephen J. Adler’s book, The Jury, briefly looks at some of them. In Athens in the fifth century B.C., a majority of a jury of 501 citizens could determine both the outcome of a case and the sentence. (This suggests the democratic origins of juries, since the system is analogous to the political system in Athens, where citizens made law directly.) Roman law featured smaller juries. In the Middle Ages, community courts in Germany and the Scandinavian countries had citizen judges. Juries | 5 A Cross Section of the Community The U.S. Supreme Court has played an important role in making the jury truly fair and truly representative, by outlawing the exclusion of nonwhites, and later women, from jury lists. In Strauder v. West Virginia, 100 U.S. 303 (1879), the Court struck down a West Virginia law limiting jury service to “all white male persons,” as a violation of the equal protection guarantee of the Fourteenth Amendment. In Taylor v. Louisiana, 419 U.S. 522 (1975), the Court found “affirmative registration” for women for jury service, in which they were not automatically included on jury lists unless they registered, to be a violation of the Sixth Amendment guarantee of a jury drawn from a cross section of the community. 6 | Law & the Courts with jury selection in order to thwart British attempts to stack juries with those sympathetic to the king. The Crown dispensed with trial by jury for colonists accused of violating the hated Stamp and Navigation Acts. In response, the Declaration of Independence, listing grievances against King George III, castigated him for “depriving us, in many Cases, of the Benefits of Trial by Jury.” After the Revolutionary War, juries were seen as having even greater importance. Thomas Jefferson wrote that “trial by juries impartially selected” was the best of all safeguards of liberty and property. III. Juries in the Constitution The basics of public participation in the federal justice system are set out in the United States Constitution. Article III specifies: “The trial of all Crimes, except on Cases of Impeachment[,] shall be by Jury.” The Fifth Amendment specifies that no person “shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury.” The Sixth Amendment says that “in all criminal prosecution, the accused shall enjoy the right to a speedy and public trial, by an impartial jury…” The Seventh Amendment extended the right of trial by jury to civil suits. In 1868, these guarantees were made applicable to state courts by the Fourteenth Amendment. The references to juries in the Declaration of Independence and the Constitution strongly suggest that the Founders—who had experienced the arbitrary and capricious use of power—saw juries as a safeguard against the power of government to suppress liberty. America was founded on the principle that the people would have the decisive voice in administering justice—in determining who would be brought to court on criminal charges, who would be convicted, and who would prevail in civil disputes. Today, the right to trial by jury is protected by the federal Constitution and the constitutions of every state.
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