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SEC Staff Paper: A Comparison of U.S. GAAP and IFRS
SEC Staff Pap er: Exploring a Possible Method of Incorporation of IFRS
SEC Splice Box Model SEC 0791-0
SEC Significantly Liberalizes Rules 144 and 145
SEC Shortens the Holding Periods under Rule 144
SEC Settlements With Individuals
SEC Sets Compliance Date for Pay-to
SEC Rule 15c2-12
SEC RELAZIONI PUBBLICHE E ISTITUZIONALI
SEC Regulation of Mutual Funds` Illiquid Assets
SEC Registration for Non-US Managers and Advisers
SEC Records
SEC Re-Proposes Rules on Arranging, Negotiating or
sec quarterly publication, quarter, 2013
SEC Publishes Important Guidance on the Custody Rule
SEC Proposes Updates to Rationalize Disclosure Requirements
SEC Proposes Universal Proxy Requirement for Contested
SEC Proposes Sweeping Rule on Incentive Pay Clawbacks
SEC Proposes Rules on Disclosure of Off
SEC Proposes New Rule 6c-11 Under the
SEC Proposes New Exchange Act Regulations in Conformity with
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